the Yale undergraduate and graduate students who have taken classes on the Silk Road over the years have pushed me to clarify my arguments. Elizabeth Duggan provided an insightful reading of an early draft of the introduction. The students in my Silk Road seminar in the spring of 2010, Mary Augusta Brazelton, Wonhee Cho, Denise Foerster, Ying Jia Tan, and Christine Wight, and, in the spring of 2011, Arnaud Bertrand, read through an almost-final draft and made many valuable suggestions for revision, including starting each chapter with a document. Mathew Andrews, my research assistant, performed multiple tasks, especially the tedious preparation of images, with speed and good cheer, even as a first-year student at Yale Law School. Joseph Szaszfai and the staff of Yale’s Photo + Design unit transformed many problematic images into digital files ready for publication.
Brian Vivier, now Chinese Studies librarian at the University of Pennsylvania, carefully edited all the endnotes. Jinping Wang helped to resolve multiple last-minute queries with her characteristic erudition. Alice Thiede of Carto-Graphics drew the beautiful maps, which were particularly challenging because of all the unfamiliar place-names. Pamela Schirmeister, associate dean of the Yale Graduate School, offered an incisive critique of the introduction just days before submission.
My husband, Jim Stepanek, and our children, Bret, Claire, and Lydia, have always supported my writing and teaching with good humor. No question that the best trips have been when they, either individually or collectively, were along. The final month in China before submission was an all-out family effort to proofread, prepare charts, and polish the manuscript. What will we ever talk about now that Bret, born just before I began this project, can no longer tease me about the average number of words I wrote each day?
September 30, 2011
Beijing
Note on Scholarly Conventions
T he reader will encounter multiple names from different Sanskritic, Turkic, and Iranian languages. The book gives the most commonly used spelling even if at the sacrifice of consistency. Similarly, the running text does not include diacritical marks (even when quoting sources that do), which are distracting to the general reader and already known to specialists. The notes, however, do give the diacritical marks for all authors’ names, terms, and titles of books and articles.
All Chinese names are given in pinyin, the romanization system in use throughout China. The pronunciation of several letters is not obvious to English-speakers: x, q, c, and zh are the most puzzling. The Tang monk Xuanzang (pronounced Shuen-dzahng) met the king of Gaochang, whose surname was Qu (pronounced like the French “tu”). Xuanzang’s monastery in Chang’an was called Ci’en (pronounced Tsih uhn), and the Zhang (pronounced Jahng) family ruled Dunhuang from 848 to 914.
Personal names of Westerners are given in the usual order of given name before surname, while Chinese and Japanese names follow the Asian practice of placing the family name before the given name. In the case of some scholars who publish in multiple languages, the order of given name and surname varies depending on the language of publication.
Occasionally the text quotes from sources giving quantities of certain goods. In most cases the original term is included along with a conversion to the modern equivalent, but the reader should bear in mind that, because all units of measure in the premodern world were not standardized, the modern equivalents are only approximate.
The Silk Road
RECOVERING HISTORY FROM RECYCLED PAPER
The needle marks and shape of this document indicate that it was part of a funerary garment, possibly a shirt, buried in a Turfan graveyard. The text records testimony given by an Iranian merchant before a Chinese court. This section of the document begins in the upper right-hand corner with the name of the merchant, Cao Lushan, and
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